HomeMy WebLinkAboutResolution - 85-277 - Final Approval MIDB's -Ron-Mar Properties - $750,000 - 12/17/1985 561J
FINAL NOTE RESOLUTION
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CITY' OF -"DEN PRAIRIE, MINNESOTA
$750, 000 COMMERCIAL DEVELOPMENT REVENUE NOTE OF 1985
(RUN-MAR PROPERTIES PROJECT)
ADOPTED: December 17, 1985
NOTE RESOLUTION
(This Table of Contents is not a part of this
Resolution, but is included for convenience only)
TABLE OF CONTENTS
Pag e
ARTICLE ONE - DEFINITIONS, LEGAL AUTHORIZATION
AND FINDINGS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Section 1-1 . Definitions . . . . . . . . . . . . . . . . . . . . . . 1
Section 1-2 . Legal Authorizationi. . . . . . . . . . . . . . 3
Section 1-3 . Findings . . . . . . . . . . . . . . . . . . . . . . . . . 3
Section 1-4. Authorization and Ratification
ofProject . . . . . . . . . . . . . . . . . . . . . . . 5
ARTICLE TWO - NOTE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Section 2-1 . Authorized Amount and Form
ofNote . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Section 2-2 . The Note . . . . . . . . . . . . . . . . . . . . . . . . . 6
Section 2-3 . Execution. . . . . . . . . . . . . . . . . . . . . . . . 6
Section 2-4. Delivery of Note . . . . . . . . . . . . . . . » . 6
Section 2-5 . Disposition of L'ot�e Proceeds . . . . . 7
Section 2-6 • Registration of Transfer. . . . . • . . • 7
Section 2-7 . Mutilated, Lost . or Destroyed • .
Vote. 8
Section 2-8 . Ownership of Note. . . . . . . . . . . . . . . . 8
Section 2-9 . Limitation on Note Transfers. . . . . 9
Section 2-10 . Limitation of the tiit-y ' s
Obligation. . . . . . . . . . . . . . . . . . . . . . . 9
ARTICLETHREE - MISCELLANEOUS . . . . . . . . . . . . . . . . . . . . • . . . 10
Section 3-1 . Severability. . . . . . . . . . . . . . . . . . . . . . 10
Section 3-2 . Authentication of `Pranscript. . . . . . 10
Section 3-3 . Registration of Resolution . . . . . . . . 10
Section 3-4. Authorization to Execute
Agreements . . . . . . . . . . . . . . . . . . . . . . . . 10
SIGNAL'URES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
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NOTE RESOLU T ION
13E IT RESOLVED by the City Council of the City of
Eden Prairie, Minnesota , as follows :
ARrICL•E ONE
DEFINI`1'IONS , LEGAL AUTHORIZATION AND FINDINGS
1-1 . Definitions.
The terms used herein, unless the context hereof
shall require otherwise shaLL have the fallowing meanings , and
any other terms defined in the Loan Agreement shall have the
same meanings when used herein as assigned to them in the Loan
Agreement unless the context or use thereof indicates another
or different meaning or intent .
Act : the Minnesota Municipal Industrial Development Act,
Minnesota Statutes, Chapter 474, as amended;
Bond Counsel : the firm of Briggs and Morgan, Professional
Association, of St. Paul and Minneapolis , Minnesota, or any
other_ firm of nationally recognized bond counsel experienced in
tax-exempt industrial revenue bond financing selected by the
h Lender and acceptable to the City and the Borrower, and any
opinion of Bond Counsel shall be a written opinion signed by
such Counsel ;
Borrower : Ron-Mar Properties , a Minnesota general
partnership, its successors, assigns, and any surviving,
resulting or transferee business entity which may assume its
obligations under the Loan Agreement
City the City of Eden Prairie, Minnesota, its successors
and assigns ,
Construction Fund: the .fund est=ablished by the City
pursuant to this Resolution and into which the proceeds of the
Note will be deposited;
Construction Loan Agreement: th_e agreement to be executed
by the City, the Borrower and the Leader, relating to the
disbursement and payment of Project Costs out of the
Construction Fund .for the acquisition of the Land and the
construction and installation of the .Improvements ;
Guarantors : collectively, Ronald L. Krueger and Marvin L .
Robertson and their respective spouses;
Guaranty: the personal guaranty to be executed by the
r Guarantors in favor of the Lender ;
improvements: the structures and other improvements ,
including any tangible personal property, to be constructed or
installed by the Borrower on the Land in accordance with the
Plans and Specifications ;
Land: the real property and any other easements and
rights described in Exhibit A attached to the Loan Agreement ;
Lender: First Wisconsin National Bank of Milwaukee,
Milwaukee, Wisconsin , its successors and assigns ;
Loan Agreement : the agreement to be executed by the City
and the Borrower, providing for the issuance of the Note and
the loan of the proceeds thereof to the Borrower , including any
amendments or supplements thereto made in accordance with its
provisions ,-
Mortgage: the Mortgage , Assignment of Rents and Leases ,
Security Agreement and Fixture Financing Statement to be
executed by the Borrower, as mortgagor , to the Lender , as
mortgagee, securing payment of the Note and interest thereon;
Note : the $750, 000 Commercial Development Revenue Note of
1985 Ron-Mar Properties Project) , to be issued by the City
pursuant to this Resolution and the Load agreement,
Note Register : the records kept by the City Finance
Director/Clerk to provide for the registration of transfer of
ownership of the Note ;
Plans and Specifications : the plans and specifications
for the construction and installation of the Improvements on
the Land , which are approved by the Lender , together with such
modifications thereof and additions thereto as are reasonably
determined by the Borrower to be necessary or desirable for the
completion of the Improvements and are approved by the Lender ;
Pledge Agreement : the agreement to be executed by the
City and the Lender pledging and assigning the Loan Agreement
to the Lender;
Principal Balance: so much of the principal sum on the
Note as remains unpaid at any time ;
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Project : the Land and Improvements as they may at any
time exist;
Project Costs : the total of all "Construction Costs" and
"Iaoan and Carrying Charges, " as these terms are defined in the
Loan Agreement;
Resolution: this Resolution of the City adopted
December 17, 1985, together with any supplement or amendment
thereto .
All references in this instrument to designated
"Articles, " "Sections" and other subdivisions are to the
designated Articles , Sections and subdivisions of this
instrument as originally executed . The words "herein, "
"hereof. " and "hereunder" and other words of similar import
refer to this Resolution as a whole not to any particular
Article, Section or subdivision.
1-2 . Legal Authorization .
The City is a political subdivision of the State of
Minnesota and is authorized under the Act to initiate the
revenue producing project herein referred to, and to issue and
sell the Note for the purpose, in the manner and upon the terms
and conditions set forth in the Act and in this Resolution.
1-3 . Findings .
The City Council has heretofore (_letermined , and does
hereby determine, as follows :
( 1 ) the City is authorized by the Act to enter into a
Loan Agreement for the public purposes expressed in the Act;
( 2) the City has made the necessary arrangements with the
Borrower for the establishment within the City of a Project
consisting of certain property all as more fully described in
the Loan Agreement and which will be of the character and
accomplish the purposes provided by the Act , and the City has
by this Resolution authorized the Project and execution of the
Loan Agreement, the Pledge Agreement , the Note and the
Construction Loan Agreement, which documents specify the terms
and conditions of the acquisition and financing of the Project ;
( 3) in authorizing the Project the City ' s purpose is, and
in its judgment the effect_ thereof will be, to promote the
public welfare by: the attraction, encouragement and develop-
ment of economically sound industry and commerce so as to
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prevent, so far as possible, the emergence of blighted and
marginal lands and areas of chronic unemployment , the develop-
ment of revenue-producing enterprises to use the available
resources of the community, in order to retain the benefit of
the community ' s existing investment in educational and public
service facilities ; the halting of the movement of talented,
educated personnel of all ages to other areas thus preserving
the economic and human resources needed as a base for providing
governmental services and facilities; the provision of acces-
sible employment opportunities for residents in the area ; the
expansion of an adequate tax base to finance the cost of govern-
mental services , including educational services for the school
district serving the community in which the Project is
situated;
( 4 ) the amount estimated to be necessary to partially
finance the Project Costs , including the costs and estimated
costs permitted by Section 474 . 05 of the Act , will require the
issuance of the Note in the principal amount of $750 , 000 as
hereinafter provided ;
( 5 ) it is desirable , feasible and consistent with the
objects anc purposes of the Act to issue the Note, for the
purpose of partially financing the Project;
(6 ) the Note and the interest accruing thereon do not
constitute an indebtedness of the City within the meaning of
any constitutional or statutory limitation and do not
constitute or give rise to a pecuniary liability or a charge
against the general credit or taxing powers of the City and
neither the full faith and credit nor the taxing powers of the
City is pledged for the payment of the Note or interest
the reon;
( 7 ) the Note is an industrial. development bond within the
meaning of Section 103 ( b) of the Internal Revenue Code and is
to be issued within the exemption provided under subparagraph
( A) of Section 103 ( b) (6) of the Code with respect to an issue
of $ 1 , 000, 000 or less; provided that nothing herein shall
prevent the City from hereafter qualifying the Note under a
different exemption if, and to the extent, such exemption is
permitted by law and consistent with the objects and purposes
of the Project ,
( 3 ) the City has authorized by all necessary action , the
execution, delivery and due performance of the Note, the
Construction Loan Agreement, the Loan Agreement and the Pledge
Agreement, and any and all such other agreements and documents
as may be required to be executed and delivered by the City in
order to carry out, give effect to and consummate the transac-
tion contemplated by the Construction Loan Agreement, the Note ,
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e Loan Agreement, the Pledge Agreement and this Resolution;
provided that this finding is made solely for the purpose of
estopping the City from denying the validity of the Loan
Agreement, the Pledge Agreement, the Construction Loan
Agreement or the Note by reason of the existence of any facts
contrary to this finding;
(9 ) there is no litigation of any nature now pending , or
to our knowledge, threatened seeking to restrain or enjoin the
issuance, sale, execution or delivery of the Note, or any of
the documents described in this Resolution , or questioning the
authority or proceedings pursuant to which the Note is being
issued, the validity of the Note or any provision made for the
payment thereof, or the power of the City to assist in
financing the Project as defined in the Loan Agreement ; and
( 10 ) neither the existence of the City nor the rights of
the present officials of the City to their respective offices
is being contested and no authority or proceed riy ror the
issuance of the Note or the execution and delivery of the
Pledge Agreement, the Loan agreement, or the Construction Loan
Agreement have been modified , repealed, revoked or rescinded .
1-4 . Authorization and Ratification of Project .
The City has heretofore and does hereby authorize the
Borrower, in accordance with the provisions of Section
474.03 (7 ) of the Act and subject to the terms and conditions
set forth in the Construction Loan Agreement, to provide for
the construction and installation of the Project pursuant to
the Plans and Specifications by such means as shall be
available to the Borrower and in the manner determined by the
Borrower, and without advertisement for bids as may be required
for the construction and acquisition of municipal facilities ;
and the City hereby ratifies, affirms, and approves all actions
heretofore taken by the Borrower consistent with and in
anticipation of such authority and in compliance with the Plans
and Specifications .
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ARTICLE TWO
i. NOTE
2-1 . Authorized Ainount and Form of. Note .
The Note issued pursuant to this Resolution shall be
in substantially the form set forth on Exhibit A attached
hereto, with such appropriate variations, omissions and
insertions as are permitted or required by this Resolution, and
in accordance with the further provisions hereof; and the total
principal amount of the Note that may be outstanding hereunder
is expressly limited to $750 , 000 unless a duplicate Note is
issued pursuant to Section 2-7 .
2 -2 . The Note.
The Note shall be dated as of the date of delivery ,
shall be payable at the times and in the manner, shall bear
interest at the rate, and shall be subject to such other terms
and conditions as are set forth therein.
2-3 . Execution.
The Note shall be executed on behalf of the City by
the signatures of its Mayor and City Manager and shall be
sealed with the seal of the City. In case any officer whose
signature shall appear on the Note shall --ease to be such
officer before the delivery of the Note, such signature shall
nevertheless be valid and sufficient for all purposes, the same
as if had remained in office until delivery. In the event of
the absence or disability of the Mayor or the City Manager such
officers of the City as , in the opinion of the City Attorney,
may act in their behalf, shall without further act or
authorization of the City Council execute and deliver the Note .
2-4. Delivery of Note.
Before delivery of the Note there shall be filed with
the Lender ( except to the extent waived by the Lender) the
following items:
( 1 ) an executed copy of each of the following documents :
(A) the Loan Agreement;
(B) the Pledge Agreement;
( C) the Mortgage;
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( D) the Constructior_ Loan Agreement;
(E) the Guaranty,
( F) a Cost Certificate signed by the Borrower
certifying the use of the proceeds of the Note .
( 2 ) an opinion of Counsel for the Borrower as prescribed
by Bond Counsel ;
( 3 ) the opinion of Bond Counsel as to the validity and
tax exempt status of the Note;
( 4 ) such other documents and opinions as Bond Counsel may
reasonably require for purposes of rendering its opinion
required in subsection ( 3 ) above or that the Lender may reason-
ably require for the closing.
2-5 . Disposition of Note Proceeds .
There is hereby established with the Lender a Con-
struction Fund to be held by the Lender as a separate account
of the City as provided M the Construction Loar. Agreement .
Upon delivery of the Note to Lender, the proceeds of the Note
shall be credited to the Construction Fund held by the Lender
on behalf of the City, at which time the entire principal
amount of the Note shall be deemed advanced, and the Lender
shall , on behalf of the City, disburse Eunds from the Construc-
tion Fund for payment of Project Costs upon receipt of such
supporting documentation as the Lender may deem reasonably
necessary, including compliance with the provisions of the Con-
struction Loan Agreement . The Lender or Borrower shall provide
the City with a full_ accounting of all funds disbursed for
Project Costs .
2-6 . Registration of Transfer.
The City will cause to be kept at the office of the
Finance Director/Clerk a Note Register in which , subject to
such reasonable regulations as it may prescribe, the City shall
provide for the registration of transfers of ownership of the
Note . The Note shall be initially registered in the name of
the Lender and shall be transferable upon the Note Register by
the Lender in person or by its agent duly authorized in
writing , upon surrender of the Note together with a written
instrument of transfer satisfactory to the Finance Director/
Clerk, duly executed by the Lender or its duly authorized
agent . The following form of assignment shall be sufficient
for said purpose.
For value received hereby sells ,
assigns and transfers unto the
within Note of the City of. Eden Prairie,
Minnesota, and does hereby irr.•evocably
constitute and appoint attorney
to transfer said Note on the books of said
City with full power of substitution in the
premises . The undersigned certifies that the
transfer be made in accordance with the
provisions of the Note Resolution dated
December 17 , 1985 .
Dated :
Registered Owner
Upon such transfer the Finance Director/Clerk shall note the
date of registration and the name and address of the new Lender
in the vote Register and in the registration blank appearing on
the Note .
2-7 . Mutilated, Lost or Destroyed Note .
In case any Note issued hereunder shall become
mutilated or be destroyed or lost, the City shall, if not then
prohibited by law, cause to be executed and delivered, a new
Note of like outstanding principal amount, number and tenor in
exchange and substitution for and upon cancellation of such
mutilated Note, or in lieu of and in substitution for such Note
destroyed or lost, upon the Lender's paying the reasonable
expenses and charges of the City in connection therewith, and
in the case of a Vote destroyed or Lost, the filing with the
City of evidence satisfactory to the City with indemnity
satisfactory to it . If the mutilated, destroyed or lost Note
has already matured or been called f:or redemption in accordance
with its terms it shall not be necessary to issue a new Note
prior to payment.
2-8 . Ownership of Note .
The City may deem and treat the person in whose name
the Note is last registered in the Note Register and by
notation on the Note whether or not such Note shall be overdue,
as the absolute owner of such Note for the purpose of receiving
payment of or on account of the Principal Balance, redemption
price or interest and for all other _purposes whatsoever, and
the City shall not be affected by any notice to the contrary.
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2-9 . Limitation on Note Transfers .
P
The Note has been issued without registration under
state or other securities laws , pursuant to an exemption for
such issuance; and accordingly the Note may not be assigned or
transferred in whole or part, nor may a participation interest_
in the Note be given pursuant to any participation agreement,
except in accordance with an applicable exemption from such
registration requirements .
2-10. Limitation of the City ' s Obligations .
Notwithstanding anything contained in the Note, the
Loan Agreement, the Pledge Agreement, or any other documents
referred to in Section 2-4 hereof, the Note shall not
constitute a debt of the City within the meaning of any
constitutional or statutory limitation, and shall not be
payable from nor charged upon any funds other than the revenues
pledged to the payment thereof, and no holder of the dote shall
ever have the right_ to compel any exercise of the taxing power
of the City to pay the Note or the premium, if any, or interest
thereon, or to enforce payment thereof against any property of
the City other than these rights and interests of the City
under the Loan Agreement which have been pledged to the payment
thereof, and the Vote shall not constitute a charge, lien or
encumbrance, legal or equitable, upon any property of the City
other than those rights and interests of the City under the
Loan Agreement which have been pledged to the payment thereof.
• The agreement of the City to perform the covenants and other
provisions contained in this resolution or the Note, the Loan
Agreement or the Pledge Agreement and the other documents
listed in Section 2-4 shall be subject at all times to the
availability of the revenues furnished by the Borrower
sufficient to pay all costs of such performance or the
enforcement thereof, and the City shall not be subject to any
personal or pecuniary liability thereon other than as stated
above.
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ARTICLE 'PHREE
MISCELLAIIEOUS
3-1 . Severability.
If any provision of this Resolution shall be held or
deemed to be or shall, in fact, be inoperative or unenforceable
as applied in any particular case in any jurisdiction or
jurisdictions or in all. jurisdictions or in all cases because
it conflicts with any provisions of any constitution or statute
or rule or public policy, or for any other reason, such
circumstances shall not have the effect of rendering the
provision in question inoperative: or unenforceable in any other
case or circumstance, or of rendering any other provision or
provisions herein contained invalid, inoperative, or
unenforceable to any extent whatever. The invalidity of any
one or more phrases, sentences, clauses or paragraphs in this
Resolution contained shall not affect the remaining portions of
this Resolution or any part thereof .
3-2 . Authentication of= Transcript .
The officers of the City are directed to furnish to
Bond Counsel certified copies of this Resolution and all
documents referred to herein, and affidavits or certificates as
to all other matters which are reasonably necessary to evidence
the validity of the Note . All such certified copies,
certificates and affidavits , incLuding any heretofore
furnished, shall constitute recitals of the City as to the
correctness of all statements coritained therein.
3-3 . Registration of Resolution.
The Finance Director/CLerk is authorized and directed
to cause a copy of this Resolution to be filed with the County
Auditor of Hennepin County, and to obtain from, said County
Auditor a certificate that the vote as a bond of the City has
been duly entered upon his bond register.
3-4 . Authorization to Execute Agreements .
The forms of the proposed Loan Agreement, the Pledge
Agreement, the Construction Loan Agreement, the Guaranty and
the Mortgage are hereby approved in substantially the form
heretofore presented to the City Council, together with such
additional details therein as may be necessary and appropriate
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and such modifications thereof, deletions therefrom and
additions thereto as may be necessary and appropriate and
approved by Bond Counsel prior to the execution of the
documents, and the Mayor and City Manager of the City are
authorized to execute the Loan Agreement, the Pledge Agreement
and the Cons truc."Z.i;z::n Loan Agreement in the name of and on
L Qhalf of the C_.ty and such other documents as Bond Counsel
consider appropriate in connection with the issuance of the
Note . In the event of the absence or disability of the Mayor
or the City Manager such officers of the City as, in the
opinion of the City Attorney, may act in their behalf, shall
without further act or authorization of the City Council do all
things and execute all instruments and documents required to be
done or executed by such absent or disabled officers . The
execution of any instrument by the appropriate officer or
officers of the City herein authorized shall be conclusive
evidence of the approval of such documents in accordance with
the terms hereof.
Adopted: December 17, 1985
- Mayor %/ '�/ City of Eden Prairie
.1f
Attest :
`I
Fin nne Director Clerk
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