HomeMy WebLinkAboutResolution - 85-124 - Final Approval of MIDB's for HPB Partnership - 05/21/1985 Member Bentley introduced the following resolution
[ after it had been read in full ] [ after the reading thereof had
been disposed with by unanimous consent ] and moved its adoption:
RESOLUTION NO .
RESOLUTION RELATING TO $1 , 700 , 000 INDUSTRIAL
DEVELOPMENT REVENUE BOND ( HPB PARTNERSHIP PROJECT) ;
AUTHORIZING THE ISSUANCE THEREOF PURSUANT TO MINNESOTA
STATUTES , CHAPTER 474 , AS AMENDED
BE IT RESOLVED by the City Council of the City of Eden
Prairie , Minnesota as follows :
Section 1 . Definitions
1 . 01 . In this Resolution the following terms , when
used with initial capital letters , have the following
respective meanings unless the context hereof or use herein
clearly requires otherwise :
Act : the Minnesota Municipal Industrial Development
Act , Minnesota Statutes , Chapter 474 , as amended ;
! Assignment : the Assignment of Rents , Leases and Other
Benefits to be given by the Borrower in favor of the Lender ;
Bank : Mellon Bank , N . A . , a national banking
association, its successors and assigns ;
Bond : the $1 , 700 , 000 Industrial Development Revenue
Bond (HPB Partnership Project) to be issued by the City
pursuant to this Resolution ;
Borrower : HPB Partnership, A Minnesota Limited
Partnership, its successors and assigns ;
Buildin : the approximately 42 , 000 square foot
facility to be constructed by the Borrower on the Land ;
City : the City of. Eden Prairie , Minnesota , its
successors and assigns ;
Code : the Internal Revenue Code of 1954 , as amended;
Disbursing Agreement : the Construction Loan, Escrow
and Disbursing Agreement to be executed by the City , the
Borrower , the Bank and Title Services , Inc . ;
Holder : the registered Holder of the Bond;
Land : the real estate described in Exhibit A to the
Mortgage located at 14949 Technology Drive in the City;
Lender : Unionmutual Stock Life Insurance Co. of
America, a Maine corporation, its successors and assigns;
Letter of Credit : the Letter of Credit to be issued
by the Bank to the Lender;
Letter of Credit Agreement : the Letter of Credit
Agreement to be executed by the Borrower and the Lender ;
Loan Agreement : the Loan Agreement to be executed by
the City and the Borrower;
Mortgage : the Combination Mortgage and Security
Agreement and Fixture Financing Statement to be given by
the Borrower in favor of the Lender ;
Pledge Agreement: the Pledge Agreement to be executed
by the City and the Lender ;
Project : the acquisition of the Land and the
acquisition, construction and equipping of the Building ;
Project Costs : the costs of the Project and the costs
of the issuance and delivery of the Bond; and
Resolution : this resolution of the City Council ,
adopted May21, 1985 , authorizing the issuance of the Bond;
Section 2 . Findings . It is hereby found , determined
and declared that :
( a ) the financing of the Project, the authorization
of the Bond in the principal amount of $1 , 700 , 000 , the
execution and delivery of the Loan Agreement , the Pledge
Agreement and the Disbursing Agreement and the performance
of all covenants and agreements of the City contained in
the Loan Agreement, the Pledge Agreement and the Disbursing
Agreement and of all other acts and things required under
the Constitution and laws of the State of Minnesota to make
the Loan Agreement, the Pledge Agreement and the Disbursing
Agreement and the Bond valid and binding obligations in
accordance with their terms , are authorized by the Act;
( b) the Project has been approved by the Minnesota
Department of Energy and Economic Development , or will be
so approved before issuance of the Bond;
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( c ) it is desirable that the Bond in the amount of
$ 1 , 700 , 000 be issued by the City upon the terms set forth
herein and that the City grant to the Lender a security
interest in certain revenues and payments to be received by
the City under the Loan Agreement as security for the
payment of the principal of , premium, if any, and interest
on the Bond ;
( d ) the loan repayments contained in the Loan
Agreement are fixed , and are required to be revised from
time to time as necessary, so as to produce income and
revenue sufficient to provide for prompt payment of
principal of , premium, if any , and interest on the Bond
when due ; and the Loan Agreement also provides that the
Borrower is required to pay all expenses of the operation
and maintenance of the '?roject, including , but without
limitation , adequate insurance thereon and insurance
against all liability for injury to persons or property
arising from the operation thereof , and all taxes and
special assessments levied upon or with respect to the Land
and payable during the term of the Loan Agreement ;
( e ) the execution and delivery of the Loan. Agreement,
the Pledge Agreement, the Disbursing Agreement and the Bond
will not conflict with, or constitute on the part of the
City a breach of or a default under , any existing
agreement , indenture, mortgage , lease or other instrument
to which the City is subject or is a party or by which it
is bound ; provided that this finding is made solely for the
purpose of estopping the City from denying the validity of
the Loan Agreement , the Pledge Agreement, the Disbursing
Agreement or the Bond by reason of the existence of any
facts contrary to this finding;
( f ) no litigation is pending or, to the best
knowledge of the members of this Council , threatened
against the City questioning the organization or boundaries
of the City or the right of any officer of the City to hold
his or her office , or in any manner questioning the right
and power of the City to execute and deliver the Bond , or
otherwise questioning the validity of the Bond or the
execution, delivery or validity of the Loan Agreement, the
Pledge Agreement or the Disbursing Agreement , or
questioning the appropriation of revenues to payment of the
Bond or the right of the City to loan the proceeds of the
Bond to the Borrower ;
( g) all acts and things required under the
Constitution and the laws of the State of Minnesota to make
the Loan Agreement, the Pledge Agreement, the Disbursing
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Agreement and the Bond the valid and binding obligations of
the City in accordance with their terms will have been done
upon adoption of this Resolution and execution of the Loan
Agreement , the Pledge Agreement and the Disbursing
Agreement ; provided that this finding is made solely for
the purpose of estopping the City from denying the validity
of the Loan Agreement, the Pledge Agreement, the Disbursing
Agreement or the Bond by reason of the existence of any
facts contrary to this finding ; and
( h) the City is duly organized and validly existing
under the Constitution and laws of the State of Minnesota
and is authorized to issue the Bond in accordance with the
Act .
Section 3 . Authorization and Sale
3 . 01 . Authorization. The City is authorized by the
Act to issue revenue bonds, and loan the proceeds thereof to
business enterprises to finance the acquisition and
construction of "projects" as defined in the Act, and to make
all contracts , execute all instruments and do all things
necessary or convenient in the exercise of such authority.
3 . 02 . Preliminary City Ap roval . The Council gave
preliminary approval to the sale of its revenue bonds pursuant
to the Act and the loan of the proceeds to the Borrower for the
acquisition and improvement of the Project and authorized the
preparation of such documents as may be appropriate to the
Project by adoption of Resolution No. 85-77 , on March 19,
1985 . Resolution No. 85-77 identified the Borrower as HBP
Limited Partnership, a Minnesota limited partnership. That
entity is the same as the Borrower and the preliminary approval
given the Project by Resolution No. 85-77 is hereby ratified
and confirmed .
3 . 03 . Documentation . There have been prepared and
presented to this Council copies of the following documents ,
all of which are now, or shall be, placed on file in the office
of the Finance Director/Clerk :
( a) the Loan Agreement;
( b) the Pledge Agreement;
( c ) the Mortgage;
( d ) the Assignment;
( e ) the Disbursing Agreement;
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( f ) the Letter of Credit; and
( g ) the Letter of Credit Agreement .
3 . 04 . Allocation of Bond Issuance Authority . The
City is an "entitlement issuer " under the Act and has been
allocated an entitlement amount of bond issuance authority
under the Act for the 1985 calendar year in the amount of
$9 , 342 , 94.8 . By Resolution No . 85-77 , this Council determined
to allocate $1 , 700 , 000 of the City' s available amount of bond
issuance authority under the Act to the Project and the Bond .
Such allocation is hereby ratified and confirmed . This Council
is the body of the City responsible for making such allocation,
and adoption of this resolution is intended to be a
certification within the meaning of Section 103 ( n) ( 12 ) of the
Code under penalties of perjury, by members of the Council
voting in favor hereof , that such allocation has not been made
in consideration of any bribe, gift, gratuity, or direct or
indirect contribution to any political campaign. The members
of this Council and officers of the City are hereby authorized
and directed to execute such documents as may be necessary to
effectuate such allocation.
Section 4 . Approval of Documents . The forms of the
Loan Agreement , the Pledge Agreement and the Disbursing
Agreement referred to in Section 3 .03 are approved subject to
such modifications as are deemed appropriate and approved by
the City Attorney and the City Manager , which approval shall be
conclusively evidenced by execution of the Loan Agreement , the
Pledge Agreement, the Disbursing Agreement and the Bond by the
Mayor, the City Manager and the Finance Director/Clerk , as the
case may be . The Mayor and City Manager are directed to
execute the Loan Agreement upon execution thereof by the
Borrower , to execute the Pledge Agreement upon execution
thereof by the Lender , to execute the Disbursing Agreement upon
execution thereof by the other parties thereto . Copies of all
of the documents shall be delivered, filed and recorded as
provided therein . The Mayor , the City Manager and the Finance
Director/Clerk are also authorized and directed to execute such
other instruments as may be required to give effect to the
transactions herein contemplated.
Section 5 . The Bond .
5 . 01 . Form. The Bond shall be issued substantially
in the form set forth in Exhibit A hereto, with such
appropriate variations , omissions and insertions as are
permitted or required by this Resolution, and in accordance
with the further provisions of this Section 5 .
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t ( f ) the Letter of Credit; and
( g ) the Letter of Credit Agreement .
3 . 04 . Allocation of Bond Issuance Authority . The
City is an "entitlement issuer " under the Act and has been
allocated an entitlement amount of bond issuance authority
under the Act for the 1985 calendar year in the amount of
$9 , 342 , 948 . By Resolution No . 85-77 , this Council determined
to allocate $1 , 700 , 000 of the City ' s available amount of bond
issuance authority under the Act to the Project and the Bond .
Such allocation is hereby ratified and confirmed . This Council
is the body of the City responsible for making such allocation,
and adoption of this resolution is intended to be a
certification within the meaning of Section 103 ( n) ( 12 ) of the
Code under penalties of perjury, by members of the Council
voting in .favor hereof , that such allocation has not been made
in consideration of any bribe, gift , gratuity, or direct or
indirect contribution to any political campaign . The members
of this Council and officers of the City are hereby authorized
and directed to execute such documents as may be necessary to
effectuate such allocation.
Section 4 . Approval of Documents . The forms of the
Loan Agreement, the Pledge Agreement and the Disbursing
Agreement referred to in Section 3 . 03 are approved subject to
such modifications as are deemed appropriate and approved by
the City Attorney and the City Manager , which approval shall be
conclusively evidenced by execution of the Loan Agreement, the
Pledge Agreement, the Disbursing Agreement and the Bond by the
Mayor , the City Manager and the Finance Director/Clerk , as the
case may be . The Mayor and City Manager are directed to
execute the Loan Agreement upon execution thereof by the
Borrower , to execute the Pledge Agreement upon execution
thereof by the Lender , to execute the Disbursing Agreement upon
execution thereof by the other parties thereto . Copies of all
of the documents shall be delivered , filed and recorded as
provided therein. The Mayor , the City Manager and the Finance
Director/Clerk are also authorized and directed to execute such
other instruments as may be required to give effect to the
transactions herein contemplated.
Section 5 . The Bond .
5 . 01 . Form. The Bond shall be issued substantially
in the form set forth in Exhibit A hereto, with such
appropriate variations, omissions and insertions as are
permitted or required by this Resolution, and in accordance
with the further provisions of this Section 5 .
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5 . 02 . Bond Terms . The Bond shall be designated the
Industrial Development Revenue Bond (HPB Partnership Project ) ,
and shall :
( a ) be dated as of the date of delivery thereof to
the Lender ;
( b ) be in the total principal amount of $1 , 700 ,000 :
( c ) bear interest at the rates set forth in the form
of the Bond contained in Exhibit A heteto ;
(d ) be payable in monthly installments of principal
and interest as set forth in the form of the Bond contained
in Exhibit A hereto;
( e ) be subject to redemption and prepayment upon the
terms and subject to the conditions provided in the form of
the Bond provided in Exhibit A hereto .
5 . 03 . Execution . As provided in Section 4 hereof ,
the Bond shall be executed on behalf of the City by the
signatures of the Mayor , the City Manager and the Finance
Director/Clerk , and shall be sealed with its corporate seal .
In case any officer whose signature shall appear on the Bond
shall cease to be such officer before the delivery thereof ,
such signature shall nevertheless be valid and sufficient for
all purposes .
5 . 04 . Mutilated, Lost and Destroyed Bond . In case
the Bond shall become mutilated or be destroyed or lost, the
City upon compliance by the Holder thereof with any applicable
provision of law shall cause to be executed and delivered a new
Bond of like outstanding principal amount and tenor in exchange
and substitution for and upon cancellation of the mutilated
Bond , or in lieu of and in substitution for such Bond destroyed
or lost, upon the Holder ' s paying the reasonable expenses and
charges of the City in connection therewith, and in case the
Bond is destroyed or lost, its filing with the City evidence
satisfactory to it and compliance with any applicable
provisions of law.
5 . 05 . Registration of Transfer . The City will cause
to be kept at the office of the Finance Director/Clerk a Bond
Register_ in which , subject to such reasonable regulations as it
may prescribe, the City shall provide for the registration or
transfer of ownership of the Bond . The Bond shall be
transferable upon the books of the City by the Holder thereof
in person or by its attorney duly authorized in writing, upon
surrender of the Bond together with a written instrument of
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transfer satisfactory to the Finance Director/Clerk , duly
executed by the Holder thereof or its duly authorized
attorney . Upon such transfer the Finance Director/Clerk shall
note the date of registration and the name and address of the
new Holder on the books of the City and in the registration
blank appearing on such Bond . Alternatively, the City shall ,
at the request and expense of the Holder , issue new bonds , in
aggregate outstanding principal amount equal to that of the
Bond surrendered , and of like tenor except as to number ,
principal amount and the amount of the monthly installments
payable thereunder , and registered in the name of the Holder or
such transferee as may be designated by the Holder . The City
may deem and treat the person in whose name the Bond is last
registered upon the books of the City with such registration
noted on the Bond as the absolute owner thereof , whether or not
overdue , for the purpose of receiving payment of or on account
of the principal balance , prepayment price or interest and for
all other purposes , and all such payments so made to the Holder
or upon its order shall be valid and effectual to satisfy and
discharge the liability upon the Bond to the extent of the sum
or sums so paid , and the City shall not be affected by any
notice to the contrary.
5 . 06 . Delivery and Use of Proceeds . Prior to
delivery of the Bond , the documents referred to below shall be
completed and executed in form and substance as approved by the
City Attorney. The City shall execute and deliver to the
Lender the Bond in the maximum aggregate principal amount of
$1 , 700 , 000 , together with the following:
( a ) a duly certified copy of this Resolution;
( b ) original , executed counterparts of the Loan
Agreement , the Disbursing Agreement and the Pledge
Agreement; and
( c ) such closing certificates , opinions and related
documents as are required by the Lender or by Dorsey &
Whitney, as bond counsel to the City, and which are
approved by the City Attorney.
Upon delivery of the Bond and the above items to the
Lender , the Lender shall pay the purchase price of the Bond to
the Bank , on behalf of the City ( which purchase price shall be
in an amount equal to the principal amount of the Bond ) . The
Bank shall hold such proceeds in accordance with the Disbursing
Agreement and disburse to the Borrower such moneys in
reimbursement of Project Costs pursuant to the provisions of
the Loan Agreement and the Disbursing Agreement, and the
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proceeds so disbursed shall be deemed to have been disbursed
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for the benefit of the City . Upon the request of the City, the
Borrower shall provide the City with a full accounting of all
funds disbursed for Project Costs .
Section 6 . Limitations of the City ` s Obligations .
Notwithstanding anything contained in the Bond , the Loan
Agreement, the Disbursing Agreement., the Pledge Agreement, or
any other documents referred to in Section 3 . 03 , the Bond shall
not constitute a debt of the City within the meaning of any
constitutional or statutory limitation, and shall not be
payable from nor charged upon any funds other than the revenues
pledged to the payment thereof , and no Holder of the Bond shall
ever have the right to compel any exercise of the taxing power
of the City to pay the Bond or the premium, if any, or interest
thereon, or to enforce payment thereof against any property of
the City other than those rights and interests of the City
under the Loan Agreement which have been pledged to the payment
thereof , and the Bond shall not constitute a charge , lien or
encumbrance, legal_ or equitable , upon any property of the City
other than those rights and interests of the City under the
Loan Agreement which have been pledged to the payment thereof .
The agreement of the City to perform the covenants and other
provisions contained in this resolution or the Bond , the Loan
Agreement , the Pledge Agreement or the Disbursing Agreement and
the other documents listed in Section 3 . 03 shall be subject at
all times to the availability of the revenues furnished by the
Borrower sufficient to pay all costs of such performance or the
enforcement thereof , and the City shall not be subject to any
personal or pecuniary liability thereon other than as stated
above .
Section 7 . Registration and Certification of
Proceedings .
7 . 01 Registration . The Clerk/Finance Director is
hereby authorized and directed to file a certified copy of this
resolution with the County Auditor of Hennepin County, together
with such other information as he shall require , and to obtain
from the County Auditor of Hennepin County a certificate that
the Bond has been entered in his bond register as required by
law.
7 . 02 . Certification of Proceedings . The officers of
the City and the County Auditor of Hennep-.in County are directed
to prepare and furnish to the Lender, and to the attorneys
rendering an opinion as to the legality of the issuance of the
Bond , certified copies of all proceedings and records of the
City, and such other affidavits , certificates and information
as may be required to show the facts relating to the legality
of the Bond as the same appears from the books and records
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under their custody and control or as otherwise known to them,
and all such certified copies , certificates and affidavits ,
including any heretofore furnished , shall be deemed
representations of the City as to the facts stated therein.
Section 8 . Election. The City hereby elects that the
provisions of Section 103 ( b) ( 6 ) ( D ) of the Code apply to the
Bond and the Mayor and the City Manager are hereby authorized
and directed on behalf of the City to execute and file with the
Internal Revenue Service a statement of such election and to
take such other action as may be necessary to effectuate such
election ,
Adopted this 21st day of may , 1985 .
Mayor
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Attest: `
F" n i- e Director Clerk
The motion for the adoption of the foregoing
resolution was duly seconded by C ouncilmember Redpath
and upon vote being taken thereon, the following voted in favor
thereof: Richard Anderson, George Bentley, Patricia Pidcock, Paul
Redpath and Mayor Gary D. Peterson
and the following voted against the same:
none
whereupon the resolution was declared duly passed and adopted .
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EXHIBIT A
UNITED STATES OF AMERICA
STATE OF MINNESOTA
COUNTY OF HENNEPIN
CITY OF EDEN PRAIRIE
Industrial Development Revenue Bond
(HPB Partnership Project )
US $1 , 700 , 000 . 00 May21 , 1985
1 . FOR VALUE RECEIVED, the CITY OF EDEN PRAIRIE ,
MINNESOTA, a municipal corporation under the laws of the State
of Minnesota ( hereinafter called "Issuer" ) , promises to pay,
solely from the sources and as hereinafter provided , to
Unionmutual Stock Life Insurance Co. of America , a Maine
corporation, or registered assigns ( hereinafter called
"Holder " ) , at 2211 Congress Street , Portland, Maine 04122 , or
at such other place as Holder may designate in writing , the
principal sum of One Million Seven Hundred Thousand Dollars (US
$1 , 700 , 000 . 00 ) , together with interest on the unpaid principal
balance from the date hereof as hereinafter specified.
2 . From and after the date hereof , interest, computed
on the basis of a 3£0-day year composed of twelve 30-day
months , shall be payable at the rate of ten and seven-eighths
percent ( 10-7/8% ) per annum. Interest only from the date
hereof through the last day of May, 1985 shall be payable on
the first day of June, 1985 ; provided , however , that if this
Bond is dated on or after May 15 , 1985 , the interest which
would accrue through May 31 , 1985 shall be payable in advance
on the date hereof . Commencing July 1 , 1985 and continuing on
the first day of each month thereafter to and including June 1 ,
1,990 , payments of interest only shall be due and payable .
Thereafter , the unpaid principal and interest shall be due and
payable , computed on the basis of an amortization period of 300
months, in monthly payments of Sixteen Thousand Five Hundred
Eight and 52/100 Dollars (US $16 , 508 . 52 ) each , on the first day
of each month beginning on the first day of July, 1990 , and
continuing to the first day of June , 1995 ( hereinafter called
the "Maturity Date" ) , on which date all obligations of Issuer
hereunder shall be fully paid , and all remaining principal and
interest shall be due and payable in full .
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3 . Holder shall have the unilateral right to increase
the interest rate of this Bond to the Index Rate ( as
hereinafter defined) , as of the end of the fifth loan year , a
" loan year " being for purposes of this Bond each successive
twelve ( 12 ) month period beginning with the first day of June ,
1985 , by giving written notice to Issuer and to Borrower ( as
hereinafter defined) at least three ( 3 ) months prior to the end
of such loan. year . As more fully provided in the Combination
Mortgage and Security Agreement and Fixture Financing Statement
hereinafter referred to , Holder may condition its consent to
any sale , assignment , encumbrance or other disposition of title
to the mortgaged property, or to certain transfers of ownership
interests in the mortgagor , upon an increase in the interest
rate on this Bond to the Index Rate . Upon and after any such
change in interest rate, the amount of each monthly payment
hereunder shall be increased ( i ) in the case of payments due on
or before June 1 , 1990 , to an amount sufficient to pay accrued
interest , and ( ii ) in the case of payments due on or after
July 1 , 1990 , to an amount sufficient to amortize the then
unpaid principal balance of this Bond in equal monthly payments
by June 1 , 2015 ; provided, however , that all unpaid principal
of and interest on this Bond and all other amounts due
hereunder shall be due and payable on June 1 , 1995 . Index Rate
shall mean the rate of interest per annum equal to 110% of the
average of the Bond Buyer Revenue Bond Index as published
weekly in "The Bond Buyer " for the four weeks prior to the date
on which written notice thereof is given by Holder to Issuer
and to Borrower ( or , if such index is no longer published , a
similar or comparable index selected by Holder ) . During the
three ( 3 ) month period following Issuer ' s receipt of notice of
any such increase in interest rate , Issuer shall have the right
to prepay this Bond in full without prepayment premium . The
provisions of this paragraph shall be self-executing without
the need for any modification or amendment to this Bond;
provided, however , Holder may, at its sole option, require that
Issuer and/or Borrower , as hereinafter defined, execute or
provide documents confirming any adjustment in the interest
rate, including without limiting the generality of the
foregoing, at the expense of Borrower , as hereinafter defined,
endorsements to the title insurance policy and/or opinions of
counsel satisfactory to Holder .
4 . At the option of Holder exercisable at any time
during the term of this Bond, payments due under this Bond may
be required to be paid by wire transfer or other immediately
available funds satisfactory to Holder .
5 . If any payment under this Bond is not paid by the
fifth ( 5th) day of the calendar month, then Issuer shall pay to
Holder a late charge of five percent ( 5% ) of such payment . If
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any payment under this Bond is not paid by the fifteenth ( 15th)
day of the calendar month , then the entire principal balance of
this Bond shall bear interest from the due date or such late
payment until such late payment is paid at a rate of five
percent ( 5% ) per annum in excess of the interest rate then
applicable hereunder . The late charge and excess interest
shall be due and payable immediately upon demand .
6 . From and after the date hereof , Issuer shall not
have any right , except as otherwise specifically provided , to
prepay all or a portion of the principal balance of this Bond
until four ( 4 ) loan years have elapsed . Commencing with the
fifth ( 5th) loan year , on any payment date; thereafter and with
two ( 2 ) months ' prior written notice to the Holder hereof ,
additional payments may be made to be credited to principal in
the inverse order of maturity . Any prepaid amounts specified
in such prior written notice together with the applicable
prepayment premium shall become due and payable at the time
provided in said notice . In the event of such prepayment ,
either in full or in part , a premium equal to the greater of
( a ) five percent ( 5% ) of the principal sum prepaid, or ( b ) an
amount necessary to ensure Holder an internal rate of return on
the principal sum prepaid equal to the current interest rate of
this Bond at the time of prepayment , assuming the total amount
received by Holder is invested in U . S . Treasury securities
selected by Holder and maturing at or near the Maturity Date ,
shall be charged . If this Bcnd is prepaid following an
acceleration after default , provided that if the principal sum
is so prepaid prior to the Maturity Date , the premium payable
in respect thereof shall be an amount equal to the greater of
( a) ten percent ( 10%) of the principal sum prepaid , or ( b ) an
amount necessary to ensure Holder an internal rate of return on
the principal sum prepaid equal to the current interest rate of
this Bond at the time of prepayment , assuming the total amount
received by Holder is invested in U. S . Treasury securities
selected by Holder and maturing at or near the Maturity Date .
There shall be no prepayment premium payable if the principal
sum is prepaid with casualty insurance proceeds or condemnation
awards .
7 . If Holder receives notice of a Determination of
Taxability ( as hereinafter defined) , then the rate of interest
then payable under this Bond shall automatically be increased
by two and one-half percent ( 2-1/2% ) per annum (but in any
event to a rate not less than 12-1/2% per annum) , effective as
of the date of receipt by Holder of such notice, and the
monthly payments required hereunder shall be increased ,
effective as of the first day of the calendar month following
such date of receipt , ( i ) in the case of payments due on or
before June 1 , 1990 , to an amount sufficient to pay accrued
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interest, and ( ii ) in the case of payments due on or after
July 1 , 1990 , to an amount sufficient to amortize the then
unpaid principal balance of this Bond , together with interest
as increased in accordance with the provisions of this
paragraph , in equal monthly payments by June 1 , 2015 ; provided ,
however , that all unpaid principal of and interest on this Bond
and all other amounts due hereunder shall be due and payable on
June 1 , 1995 . As soon as practicable after its receipt of
notice of a Determination of Taxability, Holder shall notify in
writing Issuer and Borrower ( as hereinafter defined ) of its
receipt thereof and of the consequent increase in interest rate
and monthly payments required hereunder . In addition, Holder
may, at its option, at any time after receipt of notice of a
Determination, of Taxability, declare the unpaid principal
balance of this Bond , together with accrued interest thereon
and any other indebtedness due hereunder , due and payable in
full , upon at least six ( 6 ) months ' prior written notice to
Issuer and Borrower , and Issuer shall pay the same to Holder on
the date specified in said notice , plus a prepayment premium
equal to ten and seven-eighths percent ( 10-7/8% ) of such unpaid
principal balance , if such payment occurs prior to the Maturity
Date . In addition to the other amounts set forth in this
paragraph and within thirty ( 30 ) days of receipt of a notice
setting forth such amounts , Issuer shall pay to the current and
any previous Holder of this Bond the amounts of additional
federal , state and local income taxes , including penalties and
interest thereon, which such Holder or Holders estimate they
will incur by reason of such Determination of Taxability with
respect to their current and past tax years , plus a "gross up"
amount equal to all federal, state and local taxes required to
be paid by virtue of the receipt of payments under this
sentence ( calculated at an assumed federal tax rate of 46% and
at the maximum state and local statutory rates applicable to
the recipient ) , and the provisions of this sentence shall
survive the payment of this Bond . If the Determination of
Taxability is due to an act or omission of the Borrower , the
obligation set north in the immediately preceding sentence
shall constitute a personal liability of the Borrower and its
general partners .
8 . A "Determination of Taxability" shall mean a
determination by the Internal Revenue Service or an opinion of
nationally recognized bond counsel selected by Holder that the
interest payable on the Bond is includible in whole or in part
for federal income tax purposes in the gross income of Holder
( other than a Holder who is a substantial user of the Project
or a related person, within the meaning of Section 103 ( b) ( 13 )
of the Internal Revenue Code of 1954 , as amended ) , or a
statement of such counsel that it is unable to give an opinion
that the interest payable on the Bond continues to be
excludable for federal income tax purposes from the gross
income of Holder ( other than a Holder who is a substantial user
of the Project or a related person, within the meaning of
Section 103 (b) ( 13 ) of the Internal Revenue Code of 1954 , as
amended) .
9 This Bond is issued pursuant to and in full
compliance with the Constitution and laws of the State of
Minnesota , including Minnesota Statutes , Chapter 474 , as
amended, and a Resolution adopted by the City Council of the
Issuer on May 7 , 1985 (hereinafter called the ''Resolution'' ) ,
and is issued by Issuer for the purpose of providing funds to
be loaned to HPB Partnership, A Minnesota Limited Partnership
(herein called " Borrower '' ) , pursuant to the terms of a Loan
Agreement, of even date ( hereinafter called the ''Loan
Agreement " ) to be used to pay the cost of acquiring land and
improvements (herein_ called the " Project'' ) . The Project
constitutes a "project" , as defined in Minnesota Statutes ,
Section 474 . 02 , Subdivision la . As security for this Bond,
Issuer has pledged to Holder certain of its rights under the
Loan Agreement pursuant to a Pledge Agreement , and Borrower has
given Holder a Combination_ Mortgage and Security Agreement and
Fixture Financing Statement pertaining to the Project and such
other security as may have been agreed by Borrower and Holder ,
and Borrower has also given to Holder in connection herewith an
Assignment of Rents , Leases , and Other Benefits , a Letter of
Credit Agreement and a Letter of Credit ( all such documents and
all other documentation pertaining hereto are hereinafter
called the " Bond Documents " ) .
10 . This Bond and the interest and any premium
hereon, or any amount payable hereunder , however designated ,
are payable by the City solely from the revenues and proceeds
derived from the Loan Agreement , do not constitute a debt of
City within the meaning of any constitutional or statutory
limitation , are not payable from or a charge upon any funds of
the City other than the revenues and proceeds pledged by the
City to payment thereof , and do not give rise to a pecuniary
liability of the City nor of any of its officers , agents , or
employees , and no holder of this Bond shall ever have the right
to compel any exercise of the taxing power of the City to pay
this Bond or the interest or any premium hereon, or any amounts
payable hereunder , however designated, or to enforce payment
thereof against any property of the City, except the revenues
from the Project specifically pledged to the payment thereof .
This Bond and the interest payable hereunder , however
designated , do not constitute a charge , lien, or encumbrance ,
legal or equitable , upon any property of the City, except the
revenues from the Project specifically pledged to the payment
thereof , and the agreement of the City to perform or cause the
performance of the covenants and other provisions herein
referred to shall be subject at all times to the availability
of revenues or other funds furnished for such purpose in
accordance with the Loan Agreement , sufficient to pay all costs
of such performance or the enforcement thereof. The provisions
of this paragraph shall , for purposes of this Bond, be
controlling and shall be given full force and effect, anything
else to the contrary in this Bond notwithstanding.
11 . It is agreed that time is of the essence in the
performance of all obligations hereunder and under the Bond
Documents . If Issuer or Borrower shall fail to make any
payment hereunder when due , or default in the performance or
observance- of any of the terms , agreements , covenants or
conditions contained in the Bond Documents , then, or at any
time thereafter , the entire principal balance of this Bond ,
irrespective of the Maturity Date specified herein, together
with the then accrued interest thereon, and to the extent
permitted by law, the prepayment premium, shall , at the
election of the Holder hereof , and without notice of such
election, become immediately due and payable and the entire
principal balance with accrued interest thereon shall
thereafter until paid bear interest at a rate of five percent
( 5% ) in excess of the interest rate then applicable hereunder .
12 . All makers, endorsers , guarantors and sureties
hereof jointly and severally waive presentment, protest , notice
of dishonor , and notice of intent to accelerate; and they also
jointly and severally hereby consent to any and all renewals ,
extensions or modifications of the terms hereof , including the
terms or time for payment; and further agree that any such
renewal , extension or modification of the terms hereof or time
for payment or of the terms of any of the Bond Documents or the
release or substitution of any security for the indebtedness
evidenced hereby or any other indulgences shall not otherwise
affect the liability of any of said parties for the
indebtedness evidenced by this Bond .
13 . This Bond shall be the joint and several
obligation of all makers, endorsers , guarantors, and sureties ,
and shall be binding upon them and their successors and
assigns ; and shall inure to the benefit of the successors and
assigns of Holder . All makers , endorsers, guarantors , and
sureties hereof agree jointly and severally to pay all costs of
collection and of suit and foreclosure, including reasonable
attorneys ' fees.
14 . Any forbearance of Holder in exercising any right
or remedy hereunder or under the Bond Documents, or otherwise
afforded by applicable law, shall not be a waiver of or
preclude the exercise of any right or remedy. The .acceptance
by Holder of payment of any sum payable hereunder after the due
date of such payment shall not be a waiver of Holder ' s right to
either require prompt payment when due of all other sums
payable hereunder or to declare a default for failure to make
prompt payment.
15 . This Bond shall be governed by the laws of the
State of Minnesota except to the extent that federal usury law
may preempt it.
16 . All agreements between Issuer and Holder are
expressly limited so that in no event whatsoever shall the
amount paid or agreed to be paid to Holder for the use ,
forbearance or detention of the money to be advanced hereunder
in accordance with the Bond Documents exceed the highest lawful
rate permissible under applicable law, it being the intent of
Holder and Issuer in the execution hereof and of the Bond
Documents to contract in strict accordance with applicable
usury laws . If any obligation under this Bond or under any
Bond DoCLIment shall involve transcending the usury limit
prescribed by applicable law, then ipso facto the obligation to
be fulfilled shall be reduced to such limit, and if from any
circumstance Holder shall receive as interest an amount which
would exceed the highest lawful rate allowable under applicable
law , such amount which would be excessive interest shall be
applied to the reduction of the unpaid principal balance due
hereunder and not to the payment of interest, or if such
excessive interest exceeds the unpaid principal balance , the
excess shall be refunded to Issuer . This provision shall
control every other provision of all agreements between Issuer
and Holder .
17 . As provided in the Resolution , the Issuer will
cause to be kept at the office of its Finance Director/Clerk a
Bond Register in which, subject to such reasonable regulations
as it may prescribe, the Issuer shall provide for the
registration or transfer of ownership of this Bond . This Bond
is transferable upon the hooks of the Issuer at the office of
its Finance Director/Clerk , by the Holder hereof in person or
by its attorney duly authorized in writing , upon surrender
hereof together with a written instrument of transfer
satisfactory to the Finance Director/Clerk , duly executed by
the Holder or its duly authorized attorney. Upon such transfer
the Finance Director/Clerk of the Issuer will note the date of
registration and the name and address of the new Holder upon
the books of the Issuer and in the registration blank appearing
below. Alternatively, the Issuer will at the request of the
Holder issue new notes in an aggregate principal amount equal
to the unpaid principal balance of this Bond , and of like tenor
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'-. except as to number , principal amount and the amount of the
monthly installments payable thereunder , and registered in the
name of the registered Holder or such transferee as may be
designated by the Holder . The Issuer may deem and treat the
person in whose name this Bond is last registered upon the
books of the Issuer with such registration noted on the Bond as
the absolute owner hereof , whether or not overdue, for the
purpose of receiving payment of or on account of the principal
balance , redemption price or interest and for all other
purposes , and all such payments so made to the Holder or upon
its order shall be valid and effectual to satisfy and discharge
the liability upon this Bond to the extent of the mum or sums
so paid , and the Issuer shall not be affected by any notice to
the contrary.
18 . It is hereby certified and recited that all
conditions , acts and things required to exist , happen and be
performed precedent to or in the issuance of this Bond do
exist, have happened and have been performed in regular and due
form, time and manner as required by law.
19 . This Bond has been issued without registration
under state or federal or other securities laws , pursuant to an
exemption for such issuance; and accordingly the Bond may not
be assigned or transferred in whole or part , nor may a
participation interest in the Bond be given pursuant to any
participation agreement, except in accordance with an
applicable exemption from such registration requirements .
IN WITNESS WHEREOF , Issuer has caused this Bond to be
duly executed by its duly authorized officers and its corporate
seal to be affixed hereto, all as of this 21st day of May,
1985 .
CITY OF EDEN PRAIRIE , MINNESOTA
ATTEST : By_--
1 I is Ma r
F anc - irector C er k '
1 And IA A
Its C i ty agar
�("6EAL)
. a
PROVISIONS AS TO REGISTRATION
The ownership of this Bond is registered on the books
of the Issuer in the name of the registered holder last noted
below.
Date of Name and Address of Signature of
Registration Registered Holder Finance D=rector/Clerk
May _ , 1985 Unionmutual Stock Life _
Insurance Co . of
America
2211 Congress Street
Portland, Maine 04122
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